It was therefore a shocking disappointment to me when, one Sunday morning, Levi too staggered in drunk and cursing after a Saturday-night binge. Among his curses, one has stood out in my memory: “Damn you, Fred Hirschy, and damn the ship that brought you from Switzerland!” It poignantly brought home to me the Indians’ perspective on what I, like other white schoolchildren, had been taught to view as the heroic conquest of the American West. Fred Hirschy’s family was proud of him, as a pioneer farmer who had succeeded under difficult conditions. But Levi’s tribe of hunters and famous warriors had been robbed of its lands by the immigrant white farmers. How did the farmers win out over the famous warriors?
For most of the time since the ancestors of modern humans diverged from the ancestors of the living great apes, around 7 million years ago, all humans on Earth fed themselves exclusively by hunting wild animals and gathering wild plants, as the Blackfeet still did in the 19th century. It was only within the last 11,000 years that some peoples turned to what is termed food production: that is, domesticating wild animals and plants and eating the resulting livestock and crops. Today, most people on Earth consume food that they produced themselves or that someone else produced for them. At current rates of change, within the next decade the few remaining bands of hunter-gatherers will abandon their ways, disintegrate, or die out, thereby ending our millions of years of commitment to the hunter-gatherer lifestyle.
Different peoples acquired food production at different times in prehistory. Some, such as Aboriginal Australians, never acquired it at all. Of those who did, some (for example, the ancient Chinese) developed it independently by themselves, while others (including ancient Egyptians) acquired it from neighbors. But, as we’ll see, food production was indirectly a prerequisite for the development of guns, germs, and steel. Hence geographic variation in whether, or when, the peoples of different continents became farmers and herders explains to a large extent their subsequent contrasting fates. Before we devote the next six chapters to understanding how geographic differences in food production arose, this chapter will trace the main connections through which food production led to all the advantages that enabled Pizarro to capture Atahuallpa, and Fred Hirschy’s people to dispossess Levi’s (Figure 4.1).
The first connection is the most direct one: availability of more consumable calories means more people. Among wild plant and animal species, only a small minority are edible to humans or worth hunting or gathering. Most species are useless to us as food, for one or more of the following reasons: they are indigestible (like bark), poisonous (monarch butterflies and death-cap mushrooms), low in nutritional value (jellyfish), tedious to prepare (very small nuts), difficult to gather (larvae of most insects), or dangerous to hunt (rhinoceroses). Most biomass (living biological matter) on land is in the form of wood and leaves, most of which we cannot digest.
By selecting and growing those few species of plants and animals that we can eat, so that they constitute 90 percent rather than 0.1 percent of the biomass on an acre of land, we obtain far more edible calories per acre. As a result, one acre can feed many more herders and farmers—typically, 10 to 100 times more—than hunter-gatherers. That strength of brute numbers was the first of many military advantages that food-producing tribes gained over hunter-gatherer tribes.
In human societies possessing domestic animals, livestock fed more people in four distinct ways: by furnishing meat, milk, and fertilizer and by pulling plows. First and most directly, domestic animals became the societies’ major source of animal protein, replacing wild game. Today, for instance, Americans tend to get most of their animal protein from cows, pigs, sheep, and chickens, with game such as venison just a rare delicacy. In addition, some big domestic mammals served as sources of milk and of milk products such as butter, cheese, and yogurt. Milked mammals include the cow, sheep, goat, horse, reindeer, water buffalo, yak, and Arabian and Bactrian camels. Those mammals thereby yield several times more calories over their lifetime than if they were just slaughtered and consumed as meat.
Big domestic mammals also interacted with domestic plants in two ways to increase crop production. First, as any modern gardener or farmer still knows by experience, crop yields can be greatly increased by manure applied as fertilizer. Even with the modern availability of synthetic fertilizers produced by chemical factories, the major source of crop fertilizer today in most societies is still animal manure—especially of cows, but also of yaks and sheep. Manure has been valuable, too, as a source of fuel for fires in traditional societies.
In addition, the largest domestic mammals interacted with domestic plants to increase food production by pulling plows and thereby making it possible for people to till land that had previously been uneconomical for farming. Those plow animals were the cow, horse, water buffalo, Bali cattle, and yak / cow hybrids. Here is one example of their value: the first prehistoric farmers of central Europe, the so-called Linearbandkeramik culture that arose slightly before 5000 B.C., were initially confined to soils light enough to be tilled by means of hand-held digging sticks. Only over a thousand years later, with the introduction of the ox-drawn plow, were those farmers able to extend cultivation to a much wider range of heavy soils and tough sods. Similarly, Native American farmers of the North American Great Plains grew crops in the river valleys, but farming of the tough sods on the extensive uplands had to await 19th-century Europeans and their animal-drawn plows.
All those are direct ways in which plant and animal domestication led to denser human populations by yielding more food than did the hunter-gatherer lifestyle. A more indirect way involved the consequences of the sedentary lifestyle enforced by food production. People of many hunter-gatherer societies move frequently in search of wild foods, but farmers must remain near their fields and orchards. The resulting fixed abode contributes to denser human populations by permitting a shortened birth interval. A hunter-gatherer mother who is shifting camp can carry only one child, along with her few possessions. She cannot afford to bear her next child until the previous toddler can walk fast enough to keep up with the tribe and not hold it back. In practice, nomadic hunter-gatherers space their children about four years apart by means of lactational amenorrhea, sexual abstinence, infanticide, and abortion. By contrast, sedentary people, unconstrained by problems of carrying young children on treks, can bear and raise as many children as they can feed. The birth interval for many farm peoples is around two years, half that of hunter-gatherers. That higher birthrate of food producers, together with their ability to feed more people per acre, lets them achieve much higher population densities than hunter-gatherers.
A separate consequence of a settled existence is that it permits one to store food surpluses, since storage would be pointless if one didn’t remain nearby to guard the stored food. While some nomadic hunter-gatherers may occasionally bag more food than they can consume in a few days, such a bonanza is of little use to them because they cannot protect it. But stored food is essential for feeding non-food-producing specialists, and certainly for supporting whole towns of them. Hence nomadic hunter-gatherer societies have few or no such full-time specialists, who instead first appear in sedentary societies.
Two types of such specialists are kings and bureaucrats. Hunter-gatherer societies tend to be relatively egalitarian, to lack full-time bureaucrats and hereditary chiefs, and to have small-scale political organization at the level of the band or tribe. That’s because all able-bodied hunter-gatherers are obliged to devote much of their time to acquiring food. In contrast, once food can be stockpiled, a political elite can gain control of food produced by others, assert the right of taxation, escape the need to feed itself, and engage full-time in political activities. Hence moderate-sized agricultural societies are often organized in chiefdoms, and kingdoms are confined to large agricultural societies. Those complex political units are much better able to mount a sustained war of conquest than is an egalitarian band of hunters. Some hunter-gatherers in especially rich environments, such as the Paci
fic Northwest coast of North America and the coast of Ecuador, also developed sedentary societies, food storage, and nascent chiefdoms, but they did not go farther on the road to kingdoms.
A stored food surplus built up by taxation can support other full-time specialists besides kings and bureaucrats. Of most direct relevance to wars of conquest, it can be used to feed professional soldiers. That was the decisive factor in the British Empire’s eventual defeat of New Zealand’s well-armed indigenous Maori population. While the Maori achieved some stunning temporary victories, they could not maintain an army constantly in the field and were in the end worn down by 18,000 full-time British troops. Stored food can also feed priests, who provide religious justification for wars of conquest; artisans such as metalworkers, who develop swords, guns, and other technologies; and scribes, who preserve far more information than can be remembered accurately.
So far, I’ve emphasized direct and indirect values of crops and livestock as food. However, they have other uses, such as keeping us warm and providing us with valuable materials. Crops and livestock yield natural fibers for making clothing, blankets, nets, and rope. Most of the major centers of plant domestication evolved not only food crops but also fiber crops—notably cotton, flax (the source of linen), and hemp. Several domestic animals yielded animal fibers—especially wool from sheep, goats, llamas, and alpacas, and silk from silkworms. Bones of domestic animals were important raw materials for artifacts of Neolithic peoples before the development of metallurgy. Cow hides were used to make leather. One of the earliest cultivated plants in many parts of the Americas was grown for nonfood purposes: the bottle gourd, used as a container.
Big domestic mammals further revolutionized human society by becoming our main means of land transport until the development of railroads in the 19th century. Before animal domestication, the sole means of transporting goods and people by land was on the backs of humans. Large mammals changed that: for the first time in human history, it became possible to move heavy goods in large quantities, as well as people, rapidly overland for long distances. The domestic animals that were ridden were the horse, donkey, yak, reindeer, and Arabian and Bactrian camels. Animals of those same five species, as well as the llama, were used to bear packs. Cows and horses were hitched to wagons, while reindeer and dogs pulled sleds in the Arctic. The horse became the chief means of long-distance transport over most of Eurasia. The three domestic camel species (Arabian camel, Bactrian camel, and llama) played a similar role in areas of North Africa and Arabia, Central Asia, and the Andes, respectively.
The most direct contribution of plant and animal domestication to wars of conquest was from Eurasia’s horses, whose military role made them the jeeps and Sherman tanks of ancient warfare on that continent. As I mentioned in Chapter 3, they enabled Cortés and Pizarro, leading only small bands of adventurers, to overthrow the Aztec and Inca Empires. Even much earlier (around 4000 B.C.), at a time when horses were still ridden bareback, they may have been the essential military ingredient behind the westward expansion of speakers of Indo-European languages from the Ukraine. Those languages eventually replaced all earlier western European languages except Basque. When horses later were yoked to wagons and other vehicles, horse-drawn battle chariots (invented around 1800 B.C.) proceeded to revolutionize warfare in the Near East, the Mediterranean region, and China. For example, in 1674 B.C., horses even enabled a foreign people, the Hyksos, to conquer then horseless Egypt and to establish themselves temporarily as pharaohs.
Still later, after the invention of saddles and stirrups, horses allowed the Huns and successive waves of other peoples from the Asian steppes to terrorize the Roman Empire and its successor states, culminating in the Mongol conquests of much of Asia and Russia in the 13th and 14th centuries A.D. Only with the introduction of trucks and tanks in World War I did horses finally become supplanted as the main assault vehicle and means of fast transport in war. Arabian and Bactrian camels played a similar military role within their geographic range. In all these examples, peoples with domestic horses (or camels), or with improved means of using them, enjoyed an enormous military advantage over those without them.
Of equal importance in wars of conquest were the germs that evolved in human societies with domestic animals. Infectious diseases like smallpox, measles, and flu arose as specialized germs of humans, derived by mutations of very similar ancestral germs that had infected animals (Chapter 11). The humans who domesticated animals were the first to fall victim to the newly evolved germs, but those humans then evolved substantial resistance to the new diseases. When such partly immune people came into contact with others who had had no previous exposure to the germs, epidemics resulted in which up to 99 percent of the previously unexposed population was killed. Germs thus acquired ultimately from domestic animals played decisive roles in the European conquests of Native Americans, Australians, South Africans, and Pacific islanders.
In short, plant and animal domestication meant much more food and hence much denser human populations. The resulting food surpluses, and (in some areas) the animal-based means of transporting those surpluses, were a prerequisite for the development of settled, politically centralized, socially stratified, economically complex, technologically innovative societies. Hence the availability of domestic plants and animals ultimately explains why empires, literacy, and steel weapons developed earliest in Eurasia and later, or not at all, on other continents. The military uses of horses and camels, and the killing power of animal-derived germs, complete the list of major links between food production and conquest that we shall be exploring.
CHAPTER 5
HISTORY’S HAVES AND HAVE-NOTS
MUCH OF HUMAN HISTORY HAS CONSISTED OF UNEQUAL conflicts between the haves and the have-nots: between peoples with farmer power and those without it, or between those who acquired it at different times. It should come as no surprise that food production never arose in large areas of the globe, for ecological reasons that still make it difficult or impossible there today. For instance, neither farming nor herding developed in prehistoric times in North America’s Arctic, while the sole element of food production to arise in Eurasia’s Arctic was reindeer herding. Nor could food production spring up spontaneously in deserts remote from sources of water for irrigation, such as central Australia and parts of the western United States.
Instead, what cries out for explanation is the failure of food production to appear, until modern times, in some ecologically very suitable areas that are among the world’s richest centers of agriculture and herding today. Foremost among these puzzling areas, where indigenous peoples were still hunter-gatherers when European colonists arrived, were California and the other Pacific states of the United States, the Argentine pampas, southwestern and southeastern Australia, and much of the Cape region of South Africa. Had we surveyed the world in 4000 B.C., thousands of years after the rise of food production in its oldest sites of origin, we would have been surprised too at several other modern breadbaskets that were still then without it—including all the rest of the United States, England and much of France, Indonesia, and all of subequatorial Africa. When we trace food production back to its beginnings, the earliest sites provide another surprise. Far from being modern breadbaskets, they include areas ranking today as somewhat dry or ecologically degraded: Iraq and Iran, Mexico, the Andes, parts of China, and Africa’s Sahel zone. Why did food production develop first in these seemingly rather marginal lands, and only later in today’s most fertile farmlands and pastures?
Geographic differences in the means by which food production arose are also puzzling. In a few places it developed independently, as a result of local people domesticating local plants and animals. In most other places it was instead imported, in the form of crops and livestock that had been domesticated elsewhere. Since those areas of nonindependent origins were suitable for prehistoric food production as soon as domesticates had arrived, why did the peoples of those areas not become farmers and herders without outside ass
istance, by domesticating local plants and animals?
Among those regions where food production did spring up independently, why did the times at which it appeared vary so greatly—for example, thousands of years earlier in eastern Asia than in the eastern United States and never in eastern Australia? Among those regions into which it was imported in the prehistoric era, why did the date of arrival also vary so greatly—for example, thousands of years earlier in southwestern Europe than in the southwestern United States? Again among those regions where it was imported, why in some areas (such as the southwestern United States) did local hunter-gatherers themselves adopt crops and livestock from neighbors and survive as farmers, while in other areas (such as Indonesia and much of subequatorial Africa) the importation of food production involved a cataclysmic replacement of the region’s original hunter-gatherers by invading food producers? All these questions involve developments that determined which peoples became history’s have-nots, and which became its haves.
BEFORE WE CAN hope to answer these questions, we need to figure out how to identify areas where food production originated, when it arose there, and where and when a given crop or animal was first domesticated. The most unequivocal evidence comes from identification of plant and animal remains at archaeological sites. Most domesticated plant and animal species differ morphologically from their wild ancestors: for example, in the smaller size of domestic cattle and sheep, the larger size of domestic chickens and apples, the thinner and smoother seed coats of domestic peas, and the corkscrew-twisted rather than scimitar-shaped horns of domestic goats. Hence remains of domesticated plants and animals at a dated archaeological site can be recognized and provide strong evidence of food production at that place and time, whereas finding the remains only of wild species at a site fails to provide evidence of food production and is compatible with hunting-gathering. Naturally, food producers, especially early ones, continued to gather some wild plants and hunt wild animals, so the food remains at their sites often include wild species as well as domesticated ones.