To us today, it is tempting to ask why societies with early writing systems accepted the ambiguities that restricted writing to a few functions and a few scribes. But even to pose that question is to illustrate the gap between ancient perspectives and our own expectations of mass literacy. The intended restricted uses of early writing provided a positive disincentive for devising less ambiguous writing systems. The kings and priests of ancient Sumer wanted writing to be used by professional scribes to record numbers of sheep owed in taxes, not by the masses to write poetry and hatch plots. As the anthropologist Claude Lévi-Strauss put it, ancient writing’s main function was “to facilitate the enslavement of other human beings.” Personal uses of writing by nonprofessionals came only much later, as writing systems grew simpler and more expressive.
For instance, with the fall of Mycenaean Greek civilization, around 1200 B.C., Linear B disappeared, and Greece returned to an age of preliteracy. When writing finally returned to Greece, in the eighth century B.C., the new Greek writing, its users, and its uses were very different. The writing was no longer an ambiguous syllabary mixed with logograms but an alphabet borrowed from the Phoenician consonantal alphabet and improved by the Greek invention of vowels. In place of lists of sheep, legible only to scribes and read only in palaces, Greek alphabetic writing from the moment of its appearance was a vehicle of poetry and humor, to be read in private homes. For instance, the first preserved example of Greek alphabetic writing, scratched onto an Athenian wine jug of about 740 B.C., is a line of poetry announcing a dancing contest: “Whoever of all dancers performs most nimbly will win this vase as a prize.” The next example is three lines of dactylic hexameter scratched onto a drinking cup: “I am Nestor’s delicious drinking cup. Whoever drinks from this cup swiftly will the desire of fair-crowned Aphrodite seize him.” The earliest preserved examples of the Etruscan and Roman alphabets are also inscriptions on drinking cups and wine containers. Only later did the alphabet’s easily learned vehicle of private communication become co-opted for public or bureaucratic purposes. Thus, the developmental sequence of uses for alphabetic writing was the reverse of that for the earlier systems of logograms and syllabaries.
THE LIMITED USES and users of early writing suggest why writing appeared so late in human evolution. All of the likely or possible independent inventions of writing (in Sumer, Mexico, China, and Egypt), and all of the early adaptations of those invented systems (for example, those in Crete, Iran, Turkey, the Indus Valley, and the Maya area), involved socially stratified societies with complex and centralized political institutions, whose necessary relation to food production we shall explore in a later chapter. Early writing served the needs of those political institutions (such as record keeping and royal propaganda), and the users were full-time bureaucrats nourished by stored food surpluses grown by food-producing peasants. Writing was never developed or even adopted by hunter-gatherer societies, because they lacked both the institutional uses of early writing and the social and agricultural mechanisms for generating the food surpluses required to feed scribes.
Thus, food production and thousands of years of societal evolution following its adoption were as essential for the evolution of writing as for the evolution of microbes causing human epidemic diseases. Writing arose independently only in the Fertile Crescent, Mexico, and probably China precisely because those were the first areas where food production emerged in their respective hemispheres. Once writing had been invented by those few societies, it then spread, by trade and conquest and religion, to other societies with similar economies and political organizations.
While food production was thus a necessary condition for the evolution or early adoption of writing, it was not a sufficient condition. At the beginning of this chapter, I mentioned the failure of some food-producing societies with complex political organization to develop or adopt writing before modern times. Those cases, initially so puzzling to us moderns accustomed to viewing writing as indispensable to a complex society, included one of the world’s largest empires as of A.D. 1520, the Inca Empire of South America. They also included Tonga’s maritime proto-empire, the Hawaiian state emerging in the late 18th century, all of the states and chiefdoms of subequatorial Africa and sub-Saharan West Africa before the arrival of Islam, and the largest native North American societies, those of the Mississippi Valley and its tributaries. Why did all those societies fail to acquire writing, despite their sharing prerequisites with societies that did do so?
Here we have to remind ourselves that the vast majority of societies with writing acquired it by borrowing it from neighbors or by being inspired by them to develop it, rather than by independently inventing it themselves. The societies without writing that I just mentioned are ones that got a later start on food production than did Sumer, Mexico, and China. (The only uncertainty in this statement concerns the relative dates for the onset of food production in Mexico and in the Andes, the eventual Inca realm.) Given enough time, the societies lacking writing might also have eventually developed it on their own. Had they been located nearer to Sumer, Mexico, and China, they might instead have acquired writing or the idea of writing from those centers, just as did India, the Maya, and most other societies with writing. But they were too far from the first centers of writing to have acquired it before modern times.
The importance of isolation is most obvious for Hawaii and Tonga, both of which were separated by at least 4,000 miles of ocean from the nearest societies with writing. The other societies illustrate the important point that distance as the crow flies is not an appropriate measure of isolation for humans. The Andes, West Africa’s kingdoms, and the mouth of the Mississippi River lay only about 1,200, 1,500, and 700 miles, respectively, from societies with writing in Mexico, North Africa, and Mexico, respectively. These distances are considerably less than the distances the alphabet had to travel from its homeland on the eastern shores of the Mediterranean to reach Ireland, Ethiopia, and Southeast Asia within 2,000 years of its invention. But humans are slowed by ecological and water barriers that crows can fly over. The states of North Africa (with writing) and West Africa (without writing) were separated from each other by Saharan desert unsuitable for agriculture and cities. The deserts of northern Mexico similarly separated the urban centers of southern Mexico from the chiefdoms of the Mississippi Valley. Communication between southern Mexico and the Andes required either a sea voyage or else a long chain of overland contacts via the narrow, forested, never urbanized Isthmus of Darien. Hence the Andes, West Africa, and the Mississippi Valley were effectively rather isolated from societies with writing.
That’s not to say that those societies without writing were totally isolated. West Africa eventually did receive Fertile Crescent domestic animals across the Sahara, and later accepted Islamic influence, including Arabic writing. Corn diffused from Mexico to the Andes and, more slowly, from Mexico to the Mississippi Valley. But we already saw in Chapter 10 that the north-south axes and ecological barriers within Africa and the Americas retarded the diffusion of crops and domestic animals. The history of writing illustrates strikingly the similar ways in which geography and ecology influenced the spread of human inventions.
CHAPTER 13
NECESSITY’S MOTHER
ON JULY 3, 1908, ARCHAEOLOGISTS EXCAVATING THE ancient Minoan palace at Phaistos, on the island of Crete, chanced upon one of the most remarkable objects in the history of technology. At first glance it seemed unprepossessing: just a small, flat, unpainted, circular disk of hard-baked clay, 6½ inches in diameter. Closer examination showed each side to be covered with writing, resting on a curved line that spiraled clockwise in five coils from the disk’s rim to its center. A total of 241 signs or letters was neatly divided by etched vertical lines into groups of several signs, possibly constituting words. The writer must have planned and executed the disk with care, so as to start writing at the rim and fill up all the available space along the spiraling line, yet not run out of space on reaching the center (Chapter 13).
Ever since it was unearthed, the disk has posed a mystery for historians of writing. The number of distinct signs (45) suggests a syllabary rather than an alphabet, but it is still undeciphered, and the forms of the signs are unlike those of any other known writing system. Not another scrap of the strange script has turned up in the 89 years since its discovery. Thus, it remains unknown whether it represents an indigenous Cretan script or a foreign import to Crete.
For historians of technology, the Phaistos disk is even more baffling; its estimated date of 1700 B.C. makes it by far the earliest printed document in the world. Instead of being etched by hand, as were all texts of Crete’s later Linear A and Linear B scripts, the disk’s signs were punched into soft clay (subsequently baked hard) by stamps that bore a sign as raised type. The printer evidently had a set of at least 45 stamps, one for each sign appearing on the disk. Making these stamps must have entailed a great deal of work, and they surely weren’t manufactured just to print this single document. Whoever used them was presumably doing a lot of writing. With those stamps, their owner could make copies much more quickly and neatly than if he or she had written out each of the script’s complicated signs at each appearance.
The Phaistos disk anticipates humanity’s next efforts at printing, which similarly used cut type or blocks but applied them to paper with ink, not to clay without ink. However, those next efforts did not appear until 2,500 years later in China and 3,100 years later in medieval Europe. Why was the disk’s precocious technology not widely adopted in Crete or elsewhere in the ancient Mediterranean? Why was its printing method invented around 1700 B.C. in Crete and not at some other time in Mesopotamia, Mexico, or any other ancient center of writing? Why did it then take thousands of years to add the ideas of ink and a press and arrive at a printing press? The disk thus constitutes a threatening challenge to historians. If inventions are as idiosyncratic and unpredictable as the disk seems to suggest, then efforts to generalize about the history of technology may be doomed from the outset.
Technology, in the form of weapons and transport, provides the direct means by which certain peoples have expanded their realms and conquered other peoples. That makes it the leading cause of history’s broadest pattern. But why were Eurasians, rather than Native Americans or sub-Saharan Africans, the ones to invent firearms, oceangoing ships, and steel equipment? The differences extend to most other significant technological advances, from printing presses to glass and steam engines. Why were all those inventions Eurasian? Why were all New Guineans and Native Australians in A.D. 1800 still using stone tools like ones discarded thousands of years ago in Eurasia and most of Africa, even though some of the world’s richest copper and iron deposits are in New Guinea and Australia, respectively? All those facts explain why so many laypeople assume that Eurasians are superior to other peoples in inventiveness and intelligence.
If, on the other hand, no such difference in human neurobiology exists to account for continental differences in technological development, what does account for them? An alternative view rests on the heroic theory of invention. Technological advances seem to come disproportionately from a few very rare geniuses, such as Johannes Gutenberg, James Watt, Thomas Edison, and the Wright brothers. They were Europeans, or descendants of European emigrants to America. So were Archimedes and other rare geniuses of ancient times. Could such geniuses have equally well been born in Tasmania or Namibia? Does the history of technology depend on nothing more than accidents of the birthplaces of a few inventors?
Still another alternative view holds that it is a matter not of individual inventiveness but of the receptivity of whole societies to innovation. Some societies seem hopelessly conservative, inward looking, and hostile to change. That’s the impression of many Westerners who have attempted to help Third World peoples and ended up discouraged. The people seem perfectly intelligent as individuals; the problem seems instead to lie with their societies. How else can one explain why the Aborigines of northeastern Australia failed to adopt bows and arrows, which they saw being used by Torres Straits islanders with whom they traded? Might all the societies of an entire continent be unreceptive, thereby explaining technology’s slow pace of development there? In this chapter we shall finally come to grips with a central problem of this book: the question of why technology did evolve at such different rates on different continents.
THE STARTING POINT for our discussion is the common view expressed in the saying “Necessity is the mother of invention.” That is, inventions supposedly arise when a society has an unfulfilled need: some technology is widely recognized to be unsatisfactory or limiting. Would-be inventors, motivated by the prospect of money or fame, perceive the need and try to meet it. Some inventor finally comes up with a solution superior to the existing, unsatisfactory technology. Society adopts the solution if it is compatible with the society’s values and other technologies.
Quite a few inventions do conform to this commonsense view of necessity as invention’s mother. In 1942, in the middle of World War II, the U.S. government set up the Manhattan Project with the explicit goal of inventing the technology required to build an atomic bomb before Nazi Germany could do so. That project succeeded in three years, at a cost of $2 billion (equivalent to over $20 billion today). Other instances are Eli Whitney’s 1794 invention of his cotton gin to replace laborious hand cleaning of cotton grown in the U.S. South, and James Watt’s 1769 invention of his steam engine to solve the problem of pumping water out of British coal mines.
These familiar examples deceive us into assuming that other major inventions were also responses to perceived needs. In fact, many or most inventions were developed by people driven by curiosity or by a love of tinkering, in the absence of any initial demand for the product they had in mind. Once a device had been invented, the inventor then had to find an application for it. Only after it had been in use for a considerable time did consumers come to feel that they “needed” it. Still other devices, invented to serve one purpose, eventually found most of their use for other, unanticipated purposes. It may come as a surprise to learn that these inventions in search of a use include most of the major technological breakthroughs of modern times, ranging from the airplane and automobile, through the internal combustion engine and electric light bulb, to the phonograph and transistor. Thus, invention is often the mother of necessity, rather than vice versa.
A good example is the history of Thomas Edison’s phonograph, the most original invention of the greatest inventor of modern times. When Edison built his first phonograph in 1877, he published an article proposing ten uses to which his invention might be put. They included preserving the last words of dying people, recording books for blind people to hear, announcing clock time, and teaching spelling. Reproduction of music was not high on Edison’s list of priorities. A few years later Edison told his assistant that his invention had no commercial value. Within another few years he changed his mind and did enter business to sell phonographs—but for use as office dictating machines. When other entrepreneurs created jukeboxes by arranging for a phonograph to play popular music at the drop of a coin, Edison objected to this debasement, which apparently detracted from serious office use of his invention. Only after about 20 years did Edison reluctantly concede that the main use of his phonograph was to record and play music.
The motor vehicle is another invention whose uses seem obvious today. However, it was not invented in response to any demand. When Nikolaus Otto built his first gas engine, in 1866, horses had been supplying people’s land transportation needs for nearly 6,000 years, supplemented increasingly by steam-powered railroads for several decades. There was no crisis in the availability of horses, no dissatisfaction with railroads.
Because Otto’s engine was weak, heavy, and seven feet tall, it did not recommend itself over horses. Not until 1885 did engines improve to the point that Gottfried Daimler got around to installing one on a bicycle to create the first motorcycle; he waited until 1896 to build the first truck.<
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In 1905, motor vehicles were still expensive, unreliable toys for the rich. Public contentment with horses and railroads remained high until World War I, when the military concluded that it really did need trucks. Intensive postwar lobbying by truck manufacturers and armies finally convinced the public of its own needs and enabled trucks to begin to supplant horse-drawn wagons in industrialized countries. Even in the largest American cities, the changeover took 50 years.
Inventors often have to persist at their tinkering for a long time in the absence of public demand, because early models perform too poorly to be useful. The first cameras, typewriters, and television sets were as awful as Otto’s seven-foot-tall gas engine. That makes it difficult for an inventor to foresee whether his or her awful prototype might eventually find a use and thus warrant more time and expense to develop it. Each year, the United States issues about 70,000 patents, only a few of which ultimately reach the stage of commercial production. For each great invention that ultimately found a use, there are countless others that did not. Even inventions that meet the need for which they were initially designed may later prove more valuable at meeting unforeseen needs. While James Watt designed his steam engine to pump water from mines, it soon was supplying power to cotton mills, then (with much greater profit) propelling locomotives and boats.