Rather than listing all the figures of speech associated with the Orient—its strangeness, its difference, its exotic sensuousness, and so forth—we can generalize about them as they were handed down through the Renaissance. They are all declarative and self-evident; the tense they employ is the timeless eternal; they convey an impression of repetition and strength; they are always symmetrical to, and yet diametrically inferior to, a European equivalent, which is sometimes specified, sometimes not. For all these functions it is frequently enough to use the simple copula is. Thus, Mohammed is an imposter, the very phrase canonized in d’Herbelot’s Bibliothèque and dramatized in a sense by Dante. No background need be given; the evidence necessary to convict Mohammed is contained in the “is.” One does not qualify the phrase, neither does it seem necessary to say that Mohammed was an imposter, nor need one consider for a moment that it may not be necessary to repeat the statement. It is repeated, he is an imposter, and each time one says it, he becomes more of an imposter and the author of the statement gains a little more authority in having declared it. Thus Humphrey Prideaux’s famous seventeenth-century biography of Mohammed is subtitled The True Nature of Imposture. Finally, of course, such categories as imposter (or Oriental, for that matter) imply, indeed require, an opposite that is neither fraudulently something else nor endlessly in need of explicit identification. And that opposite is “Occidental,” or in Mohammed’s case, Jesus.
Philosophically, then, the kind of language, thought, and vision that I have been calling Orientalism very generally is a form of radical realism; anyone employing Orientalism, which is the habit for dealing with questions, objects, qualities, and regions deemed Oriental, will designate, name, point to, fix what he is talking or thinking about with a word or phrase, which then is considered either to have acquired, or more simply to be, reality. Rhetorically speaking, Orientalism is absolutely anatomical and enumerative: to use its vocabulary is to engage in the particularizing and dividing of things Oriental into manageable parts. Psychologically, Orientalism is a form of paranoia, knowledge of another kind, say, from ordinary historical knowledge. These are a few of the results, I think, of imaginative geography and of the dramatic boundaries it draws. There are some specifically modern transmutations of these Orientalized results, however, to which I must now turn.
III
Projects
It is necessary to examine the more flamboyant operational successes of Orientalism if only to judge how exactly wrong (and how totally opposite to the truth) was the grandly menacing idea expressed by Michelet, that “the Orient advances, invincible, fatal to the gods of light by the charm of its dreams, by the magic of its chiaroscuro.”53 Cultural, material, and intellectual relations between Europe and the Orient have gone through innumerable phases, even though the line between East and West has made a certain constant impression upon Europe. Yet in general it was the West that moved upon the East, not vice versa. Orientalism is the generic term that I have been employing to describe the Western approach to the Orient; Orientalism is the discipline by which the Orient was (and is) approached systematically, as a topic of learning, discovery, and practice. But in addition I have been using the word to designate that collection of dreams, images, and vocabularies available to anyone who has tried to talk about what lies east of the dividing line. These two aspects of Orientalism are not incongruent, since by use of them both Europe could advance securely and unmetaphorically upon the Orient. Here I should like principally to consider material evidence of this advance.
Islam excepted, the Orient for Europe was until the nineteenth century a domain with a continuous history of unchallenged Western dominance. This is patently true of the British experience in India, the Portuguese experience in the East Indies, China, and Japan, and the French and Italian experiences in various regions of the Orient. There were occasional instances of native intransigence to disturb the idyll, as when in 1638–1639 a group of Japanese Christians threw the Portuguese out of the area; by and large, however, only the Arab and Islamic Orient presented Europe with an unresolved challenge on the political, intellectual, and for a time, economic levels. For much of its history, then, Orientalism carries within it the stamp of a problematic European attitude towards Islam, and it is this acutely sensitive aspect of Orientalism around which my interest in this study turns.
Doubtless Islam was a real provocation in many ways. It lay uneasily close to Christianity, geographically and culturally. It drew on the Judeo-Hellenic traditions, it borrowed creatively from Christianity, it could boast of unrivaled military and political successes. Nor was this all. The Islamic lands sit adjacent to and even on top of the Biblical lands; moreover, the heart of the Islamic domain has always been the region closest to Europe, what has been called the Near Orient or Near East. Arabic and Hebrew are Semitic languages, and together they dispose and redispose of material that is urgently important to Christianity. From the end of the seventh century until the battle of Lepanto in 1571, Islam in either its Arab, Ottoman, or North African and Spanish form dominated or effectively threatened European Christianity. That Islam outstripped and outshone Rome cannot have been absent from the mind of any European past or present. Even Gibbon was no exception, as is evident in the following passage from the Decline and Fall:
In the victorious days of the Roman republic it had been the aim of the senate to confine their councils and legions to a single war, and completely to suppress a first enemy before they provoked the hostilities of a second. These timid maxims of policy were disdained by the magnanimity or enthusiasm of the Arabian caliphs. With the same vigour and success they invaded the successors of Augustus and Artaxerxes; and the rival monarchies at the same instant became the prey of an enemy whom they had so long been accustomed to despise. In the ten years of the administration of Omar, the Saracens reduced to his obedience thirty-six thousand cities or castles, destroyed four thousand churches or temples of the unbelievers, and edified fourteen hundred moschs for the exercise of the religion of Mohammed. One hundred years after his flight from Mecca the arms and reign of his successors extended from India to the Atlantic Ocean, over the various and distant provinces.…54
When the term Orient was not simply a synonym for the Asiatic East as a whole, or taken as generally denoting the distant and exotic, it was most rigorously understood as applying to the Islamic Orient. This “militant” Orient came to stand for what Henri Baudet has called “the Asiatic tidal wave.”55 Certainly this was the case in Europe through the middle of the eighteenth century, the point at which repositories of “Oriental” knowledge like d’Herbelot’s Bibliothèque orientale stop meaning primarily Islam, the Arabs, or the Ottomans. Until that time cultural memory gave understandable prominence to such relatively distant events as the fall of Constantinople, the Crusades, and the conquest of Sicily and Spain, but if these signified the menacing Orient they did not at the same time efface what remained of Asia.
For there was always India, where, after Portugal pioneered the first bases of European presence in the early sixteenth century, Europe, and primarily England after a long period (from 1600 to 1758) of essentially commercial activity, dominated politically as an occupying force. Yet India itself never provided an indigenous threat to Europe. Rather it was because native authority crumbled there and opened the land to inter-European rivalry and to outright European political control that the Indian Orient could be treated by Europe with such proprietary hauteur—never with the sense of danger reserved for Islam.56 Nevertheless, between this hauteur and anything like accurate positive knowledge there existed a vast disparity. D’Herbelot’s entries for Indo-Persian subjects in the Bibliothèque were all based on Islamic sources, and it is true to say that until the early nineteenth century “Oriental languages” was considered a synonym for “Semitic languages.” The Oriental renaissance of which Quinet spoke served the function of expanding some fairly narrow limits, in which Islam was the catchall Oriental example.57 Sanskrit, Indian religion, and Indian
history did not acquire the status of scientific knowledge until after Sir William Jones’s efforts in the late eighteenth century, and even Jones’s interest in India came to him by way of his prior interest in and knowledge of Islam.
It is not surprising, then, that the first major work of Oriental scholarship after d’Herbelot’s Bibliothèque was Simon Ockley’s History of the Saracens, whose first volume appeared in 1708. A recent historian of Orientalism has opined that Ockley’s attitude towards the Muslims—that to them is owed what was first known of philosophy by European Christians—“shocked painfully” his European audience. For not only did Ockley make this Islamic pre-eminence clear in his work; he also “gave Europe its first authentic and substantial taste of the Arab viewpoint touching the wars with Byzantium and Persia.”58 However, Ockley was careful to dissociate himself from the infectious influence of Islam, and unlike his colleague William Whiston (Newton’s successor at Cambridge), he always made it clear that Islam was an outrageous heresy. For his Islamic enthusiasm, on the other hand, Whiston was expelled from Cambridge in 1709.
Access to Indian (Oriental) riches had always to be made by first crossing the Islamic provinces and by withstanding the dangerous effect of Islam as a system of quasi-Arian belief. And at least for the larger segment of the eighteenth century, Britain and France were successful. The Ottoman Empire had long since settled into a (for Europe) comfortable senescence, to be inscribed in the nineteenth century as the “Eastern Question.” Britain and France fought each other in India between 1744 and 1748 and again between 1756 and 1763, until, in 1769, the British emerged in practical economic and political control of the subcontinent. What was more inevitable than that Napoleon should choose to harass Britain’s Oriental empire by first intercepting its Islamic through-way, Egypt?
Although it was almost immediately preceded by at least two major Orientalist projects, Napoleon’s invasion of Egypt in 1798 and his foray into Syria have had by far the greater consequence for the modern history of Orientalism. Before Napoleon only two efforts (both by scholars) had been made to invade the Orient by stripping it of its veils and also by going beyond the comparative shelter of the Biblical Orient. The first was by Abraham-Hyacinthe Anquetil-Duperron (1731–1805), an eccentric theoretician of egalitarianism, a man who managed in his head to reconcile Jansenism with orthodox Catholicism and Brahmanism, and who traveled to Asia in order to prove the actual primitive existence of a Chosen People and of the Biblical genealogies. Instead he overshot his early goal and traveled as far east as Surat, there to find a cache of Avestan texts, there also to complete his translation of the Avesta. Raymond Schwab has said of the mysterious Avestan fragment that set Anquetil off on his voyages that whereas “the scholars looked at the famous fragment of Oxford and then returned to their studies, Anquetil looked, and then went to India.” Schwab also remarks that Anquetil and Voltaire, though temperamentally and ideologically at hopeless odds with each other, had a similar interest in the Orient and the Bible, “the one to make the Bible more indisputable, the other to make it more unbelievable.” Ironically, Anquetil’s Avesta translations served Voltaire’s purposes, since Anquetil’s discoveries “soon led to criticism of the very [Biblical] texts which had hitherto been considered to be revealed texts.” The net effect of Anquetil’s expedition is well described by Schwab:
In 1759, Anquetil finished his translation of the Avesta at Surat; in 1786 that of the Upanishads in Paris—he had dug a channel between the hemispheres of human genius, correcting and expanding the old humanism of the Mediterranean basin. Less than fifty years earlier, his compatriots were asked what it was like to be Persian, when he taught them how to compare the monuments of the Persians to those of the Greeks. Before him, one looked for information on the remote past of our planet exclusively among the great Latin, Greek, Jewish, and Arabic writers. The Bible was regarded as a lonely rock, an aerolite. A universe in writing was available, but scarcely anyone seemed to suspect the immensity of those unknown lands. The realization began with his translation of the Avesta, and reached dizzying heights owing to the exploration in Central Asia of the languages that multiplied after Babel. Into our schools, up to that time limited to the narrow Greco-Latin heritage of the Renaissance [of which much had been transmitted to Europe by Islam], he interjected a vision of innumerable civilizations from ages past, of an infinity of literatures; moreover the few European provinces were not the only places to have left their mark in history.59
For the first time, the Orient was revealed to Europe in the materiality of its texts, languages, and civilizations. Also for the first time, Asia acquired a precise intellectual and historical dimension with which to buttress the myths of its geographic distance and vastness. By one of those inevitable contracting compensations for a sudden cultural expansion, Anquetil’s Oriental labors were succeeded by William Jones’s, the second of the pre-Napoleonic projects I mentioned above. Whereas Anquetil opened large vistas, Jones closed them down, codifying, tabulating, comparing. Before he left England for India in 1783, Jones was already a master of Arabic, Hebrew, and Persian. These seemed perhaps the least of his accomplishments: he was also a poet, a jurist, a polyhistor, a classicist, and an indefatigable scholar whose powers would recommend him to such as Benjamin Franklin, Edmund Burke, William Pitt, and Samuel Johnson. In due course he was appointed to “an honorable and profitable place in the Indies,” and immediately upon his arrival there to take up a post with the East India Company began the course of personal study that was to gather in, to rope off, to domesticate the Orient and thereby turn it into a province of European learning. For his personal work, entitled “Objects of Enquiry During My Residence in Asia” he enumerated among the topics of his investigation “the Laws of the Hindus and Mohammedans, Modern Politics and Geography of Hindustan, Best Mode of Governing Bengal, Arithmetic and Geometry, and Mixed Sciences of the Asiaticks, Medicine, Chemistry, Surgery, and Anatomy of the Indians, Natural Productions of India, Poetry, Rhetoric and Morality of Asia, Music of the Eastern Nations, Trade, Manufacture, Agriculture, and Commerce of India,” and so forth. On August 17, 1787, he wrote unassumingly to Lord Althorp that “it is my ambition to know India better than any other European ever knew it.” Here is where Balfour in 1910 could find the first adumbration of his claim as an Englishman to know the Orient more and better than anyone else.
Jones’s official work was the law, an occupation with symbolic significance for the history of Orientalism. Seven years before Jones arrived in India, Warren Hastings had decided that Indians were to be ruled by their own laws, a more enterprising project than it appears at first glance since the Sanskrit code of laws existed then for practical use only in a Persian translation, and no Englishman at the time knew Sanskrit well enough to consult the original texts. A company official, Charles Wilkins, first mastered Sanskrit, then began to translate the Institutes of Manu; in this labor he was soon to be assisted by Jones. (Wilkins, incidentally, was the first translator of the Bhagavad-Gita.) In January 1784 Jones convened the inaugural meeting of the Asiatic Society of Bengal, which was to be for India what the Royal Society was for England. As first president of the society and as magistrate, Jones acquired the effective knowledge of the Orient and of Orientals that was later to make him the undisputed founder (the phrase is A. J. Arberry’s) of Orientalism. To rule and to learn, then to compare Orient with Occident: these were Jones’s goals, which, with an irresistible impulse always to codify, to subdue the infinite variety of the Orient to “a complete digest” of laws, figures, customs, and works, he is believed to have achieved. His most famous pronouncement indicates the extent to which modern Orientalism, even in its philosophical beginnings, was a comparative discipline having for its principal goal the grounding of the European languages in a distant, and harmless, Oriental source:
The Sanscrit language, whatever be its antiquity, is of a wonderful structure; more perfect than the Greek, more copious than the Latin, and more exquisitely refined than eithe
r, yet bearing to both of them a stronger affinity, both in the roots of verbs and in the forms of grammar, than could possibly have been produced by accident; so strong indeed, that no philologer could examine them all three without believing them to have sprung from some common source.60
Many of the early English Orientalists in India were, like Jones, legal scholars, or else, interestingly enough, they were medical men with strong missionary leanings. So far as one can tell, most of them were imbued with the dual purpose of investigating “the sciences and the arts of Asia, with the hope of facilitating ameliorations there and of advancing knowledge and improving the arts at home”:61 so the common Orientalist goal was stated in the Centenary Volume of the Royal Asiatic Society founded in 1823 by Henry Thomas Colebrooke. In their dealings with the modern Orientals, the early professional Orientalists like Jones had only two roles to fulfill, yet we cannot today fault them for strictures placed on their humanity by the official Occidental character of their presence in the Orient. They were either judges or they were doctors. Even Edgar Quinet, writing more metaphysically than realistically, was dimly aware of this therapeutic relationship. “L’Asie a les prophètes,” he said in Le Génie des religions; “L’Europe a les docteurs.”62 Proper knowledge of the Orient proceeded from a thorough study of the classical texts, and only after that to an application of those texts to the modern Orient. Faced with the obvious decrepitude and political impotence of the modern Oriental, the European Orientalist found it his duty to rescue some portion of a lost, past classical Oriental grandeur in order to “facilitate ameliorations” in the present Orient. What the European took from the classical Oriental past was a vision (and thousands of facts and artifacts) which only he could employ to the best advantage; to the modern Oriental he gave facilitation and amelioration—and, too, the benefit of his judgment as to what was best for the modern Orient.